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301 N. Lake Ave Suite 600, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
301 N. Lake Ave Suite 600, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Pasadena | CA | 05/2002 | 11/2020 |
| Oakgrowth Wealth Management Llc | Pasadena | CA | 10/2020 | Present |
| Dh Advisors | Pasadena | CA | 03/2002 | 11/2020 |
Licensed life and health insurance agent located at 301 N Lake Ave, Suite 600, Pasadena, CA 91101. My business is not investment-related, and I have been in this position since 2000. I devote approximately 10 hours per month to this role, working about 2-3 hours each week. My duties involve providing life and health insurance services, advising clients, and managing policy applications to ensure their needs are met.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-15 |
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