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Sobhna Maan Magana

LPl Financial LLC

Torrance, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-09-17
  • CA RA
    APPROVED
    Since 2012-09-17

Branch Locations

3655 Torrance Blvd, #341 3Rd Floor, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Fullerton CA 01/2007 Present
  • 01/2007 → Present
    Linsco/Private Ledger
    Fullerton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
S63 Uniform Securities Agent State Law Examination 1997-12-01
  • S66 Uniform Combined State Law Examination
    2012-09-14
  • S63 Uniform Securities Agent State Law Examination
    1997-12-01
Other Names
  • Maan Singh

View on SEC IAPD

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