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Matt Williams

J.P. Morgan Securities LLC

Louisville, KY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
KY RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • KY RA
    APPROVED
    Since 2012-10-01

Branch Locations

2209 Holiday Manor Center, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Louisville KY 10/2012 Present
Previous Registrations
  • 2008-08-20 → 2012-10-01
    Chase Investment Services Corp.
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-15
S63 Uniform Securities Agent State Law Examination 1997-10-23
  • S66 Uniform Combined State Law Examination
    2008-08-15
  • S63 Uniform Securities Agent State Law Examination
    1997-10-23
Other Names
  • Matt Williams
  • Matthew Devon Williams

View on SEC IAPD

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