Karlee Diane Johnson

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
CA	RA	APPROVED	2003-07-29

TX RA
APPROVED_RES

Since 2019-01-02
CA RA
APPROVED

Since 2003-07-29

Branch Locations

7777 Fay Ave Suite 105, La Jolla, CA 92037-4325 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	La Jolla	CA	07/2003	Present
Charles Schwab Bank, Ssb	La Jolla	CA	02/2005	Present

07/2003 → Present

Charles Schwab & Co., Inc.

La Jolla, CA
02/2005 → Present

Charles Schwab Bank, Ssb

La Jolla, CA

Previous Registrations

1998-11-02 → 2003-07-11

Morgan Stanley Dw Inc.

La Jolla, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-10-24

S63 Uniform Securities Agent State Law Examination

1997-10-24

Other Names

Karlee Diane Schimmels
Karlee Diane Schimmels

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews