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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-31 |
| CA | RA | APPROVED | 2017-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Sherman Oaks | CA | 07/2010 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 12/2017 | Present |
JMAR CONSTRUCTION INC., NOT INV RELATED, CAMARILLO, CA, CLERICAL ASSISTANT, START 4/3/2017, 64 HOURS PER MONTH, ZERO DURING TRADING, ADMINISTRATIVE DUTIES FOR HUSBANDS CONSTRUCTION BUSINESS. RENTAL PROPERTY; INVESTMENT RELATED; CAMARILLO,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 11/11/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY - RIPLEY; INV RELATED; CAMARILLO, CA; RENTAL;50% OWNERSHIP; START DATE: 10/21/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING; | CAROL'S CURIO; NOT INV RELATED;CAMARILLO,CA; ETSY WEBSITE;100% OWNERSHIP; START DATE: 05/24/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-06 |
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