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10845 Griffith Peak Drive, 2/F, Las Vegas, NV 89135 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2024-10-24 |
| NY | RA | APPROVED | 2024-07-25 |
Branch Locations
10845 Griffith Peak Drive, 2/F, Las Vegas, NV 89135 • United States
10845 Griffith Peak Drive, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Global Investors | Des Moines | IA | 03/2015 | 04/2020 |
| Simplify Asset Management Inc. | New York | NY | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-19 |
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