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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-10-29
PA RA APPROVED 2019-10-24
  • NJ RA
    APPROVED
    Since 2019-10-29
  • PA RA
    APPROVED
    Since 2019-10-24

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

460 E. Swedesford Road, Suite 2020, Wayne, PA 19087 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
PA RA APPROVED 2016-01-28
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • PA RA
    APPROVED
    Since 2016-01-28

Branch Locations

460 E Swedesford Rd., Ste 2020, Wayne, PA 19087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Wayne PA 12/2015 Present
Private Advisor Group, Llc Morristown NJ 12/2015 10/2019
Global Retirement Partners, Llc Wayne PA 10/2019 Present
Previous Registrations
  • 2015-12-17 → 2019-10-28
    King Of Prussia, PA
    Morristown, NJ
  • 2011-08-29 → 2016-03-23
    Newtown Square, PA
  • 2015-01-02 → 2015-12-28
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-07-24 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1. 10/31/2019 - Global Retirement Partners LLC - DBA: (Hybrid) FRS Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/24/2019 - 100 Hours Per Month/4 Hours During Securities Trading. 2. 10/31/2019 - Global Retirement Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/24/2019 - 100 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/8/2020 - FRS Capital Management - DBA: FRS Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 10/26/2020 - G.M.A.L. LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2017 - 5 Hours Per Month/0 Hours During Securities - Business Partner/Financial Investment Counseling.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-09
  • S63 Uniform Securities Agent State Law Examination
    1997-10-09
Other Names
  • Gerry Thorell

View on SEC IAPD

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