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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-10-29 |
| PA | RA | APPROVED | 2019-10-24 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
460 E. Swedesford Road, Suite 2020, Wayne, PA 19087 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-21 |
| PA | RA | APPROVED | 2016-01-28 |
Branch Locations
460 E Swedesford Rd., Ste 2020, Wayne, PA 19087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wayne | PA | 12/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 12/2015 | 10/2019 |
| Global Retirement Partners, Llc | Wayne | PA | 10/2019 | Present |
1. 10/31/2019 - Global Retirement Partners LLC - DBA: (Hybrid) FRS Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/24/2019 - 100 Hours Per Month/4 Hours During Securities Trading. 2. 10/31/2019 - Global Retirement Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/24/2019 - 100 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/8/2020 - FRS Capital Management - DBA: FRS Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 10/26/2020 - G.M.A.L. LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2017 - 5 Hours Per Month/0 Hours During Securities - Business Partner/Financial Investment Counseling.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
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