Richard J Cawthorne

Current Employers

Employment History

• 07/2016 → Present
  Lpl Financial Llc
  Boston, MA
• 07/2016 → Present
  Global Retirement Partners, Llc
  Boston, MA
• 08/2009 → Present
  Alpha Pension Group, Inc.
  Boston, MA

Previous Registrations

• 2014-10-27 → 2021-03-30
  Alpha Pension Group, Inc., A Hub International Company
  Boston, MA
• 2006-09-22 → 2016-07-12
  Eagle Strategies Llc
  Newton, MA
  Waltham, MA
  Lexington, MA

Other Businesses

(1) 07/01/2016: Alpha Pension Group - DBA for LPL Business (entity for LPL business) - INV REL - 70 Westview Road Lexington, MA 02421 - Started 12/2003 - 160 Hr/Mo; 8 Hours During Securities Trading; 100% Time Spent (2) 07/01/2016: Richard Cawthorne Sr/Alpha Pension Group - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 1% Time Spent - Life Insurance (3) 07/06/2016: Global retirement Partners - Registered Investment Advisor Hybrid - DBA: (HYBRID) Global retirement Partners - INV REL - 70 Westview St Lexington MA - Started 06/25/2016 - 160 Hr/Mo; 8 Hours During Securities Trading; 100% Time Spent - IAR (4) 4/3/2019 - Alpha 396 Comm Ave LLC - Investment Related - Boston, MA - Real Estate Rental - Start Date: 02/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. (5) 1/5/2021 - Global Retirment Partners - DBA: Alpha Pension Group, a division of HUB New England - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. (6) 1/12/2021 - HUB International - DBA: Alpha Pension Group, a division of HUB New England - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing business and will be 100% Owner. (7) 1/12/2021 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying practice and will be 100% owner. Role is the same but will be an employee of HUB. (8) 4/15/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. (9) 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date: 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. (10) 2/23/2023 - Chatham Rental Company LLC - Investment Related - Chatham, MA 02633-2616 - Real Estate Rental - Start Date - 01/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-30
• S63 Uniform Securities Agent State Law Examination
  2001-01-31

Other Names

• Richard J Cawthorne
• Richard John Cawthorne