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Inactive

Michael D Dunn

Bakeravenue

Del Mar, CA

San Francisco, CA

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Current Employers
Bakeravenue

One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-01-21
CA RA APPROVED 2022-01-20
  • WA RA
    APPROVED
    Since 2022-01-21
  • CA RA
    APPROVED
    Since 2022-01-20

Branch Locations

12636 High Bluff Dr Ste 400-11722, Del Mar, CA 92130 • United States

One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Northglenn CO 09/2016 07/2021
Morgan Stanley La Jolla CA 10/2021 01/2022
Unemployed Northglenn CO 07/2021 10/2021
Snaproute Palo Alto CA 06/2016 09/2016
Baker Avenue Asset Management, Lp San Francisco CA 01/2022 Present
  • 09/2016 → 07/2021
    U.S. Bancorp Investments, Inc.
    Northglenn, CO
  • 10/2021 → 01/2022
    Morgan Stanley
    La Jolla, CA
  • 07/2021 → 10/2021
    Unemployed
    Northglenn, CO
  • 06/2016 → 09/2016
    Snaproute
    Palo Alto, CA
  • 01/2022 → Present
    Baker Avenue Asset Management, Lp
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-17
S63 Uniform Securities Agent State Law Examination 1997-09-18
  • S65 Uniform Investment Adviser Law Examination
    2015-10-17
  • S63 Uniform Securities Agent State Law Examination
    1997-09-18
Other Names
  • Michael Daniel Dunn

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
U.S. BANCORP ADVISORS, LLC
FIRST TURN MANAGEMENT, LLC
FOCUS INVESTMENT ADVISORS, INC
LPL FINANCIAL LLC
KARMEL CAPITAL MANAGEMENT LLC
LT1 CAPITAL LLC

Other Investors

Bradley S Cooperman
Adrian Fredrick Schulz
ANNETTE LOUISE YOUNG
RONALD D LANDELIUS
Jason French
VANESSA LYNN GRILLO
NOZOMI LAUGHY
Ian Kelly-Thomas

Other Offices

J.P. MORGAN SECURITIES LLC · DEL MAR, CA
J.P. MORGAN SECURITIES LLC · Del Mar, CA
J.P. MORGAN SECURITIES LLC · Del Mar, CA
J.P. MORGAN SECURITIES LLC · Del Mar, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Del Mar, CA
U.S. BANCORP ADVISORS, LLC · Del Mar, CA
FIRST TURN MANAGEMENT, LLC · SOLANA BEACH, CA
FOCUS INVESTMENT ADVISORS, INC · SOLANA BEACH, CA

More in Del Mar, CA

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