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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-10-06 |
| FL | RA | APPROVED | 2020-07-02 |
| TX | RA | APPROVED_RES | 2020-07-02 |
Branch Locations
6943 N Wickham Rd, Melbourne, FL 32940-7519 • United States
Titusville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2011 | 12/2016 |
| Lpl Financial, Llc | Melbourne | FL | 12/2016 | 07/2020 |
| Collaborative Wealth | Melbourne | FL | 12/2016 | 07/2020 |
| Ameriprise Financial Services, Llc | Melbourne | FL | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-25 |
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