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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-10-04 |
| KY | RA | APPROVED | 2003-09-16 |
Branch Locations
295 N Hubbards Ln Ste 204, Louisville, KY 40207 • United States
Louisville, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 08/1997 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Business Ownership; Tracy Redmon Life Coaching; Help people overcome limiting thoughts and live their best, authentic lives.; Consulting; 2021 Baringer Avenue, Louisville, KY 40204, ,; Not Investment-Related; 04/01/2019; 10 to 19 hours per month; 0 during trading hours / OPM Earnings; Co-owner; Practice management company; 295 N Hubbards Lane, Suite 204, Louisville, KY, 40207; Not Investment-Related; 01/01/2004; 40 to 59 hours per month; 20 to 39 during trading hours. Board of Directors; Family Scholar House; Board Chair; 403 Reg Smith Circle, , Louisville, KY, 40208; Not Investment-Related; 01/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours / Family, Inc.; Board Member; 403 Reg Smith Circle, , Louisville, KY, 40208; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; OPM Earnings; Co-owner; Manage advisory business; 295 N Hubbards Lane, Suite 204, Louisville, KY, 40207; Investment-Related; 11/21/2025; 60 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-11 |
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