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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-10 |
| CA | RA | APPROVED | 2025-04-02 |
| NJ | RA | APPROVED | 2022-09-08 |
Branch Locations
19 Center St, Chatham, NJ 07928 • United States
Wilmington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lawrenceville | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lawrenceville | NJ | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | NJ | 09/2022 | Present |
KESSLER CAPITAL LLC, INV RELATED, CHATHAM, NJ, 100% OWNERSHIP, START 9/6/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. KESSLER INNOVATIONS LLC, INV RELATED, LAGUNA BEACH, CA, 100% OWNERSHIP, START 9/8/24, 10 HRS PER MONTH, 0 HRS DURING TRADING, DEVELOPING PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-03 |
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