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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-10-02 |
| MD | RA | APPROVED | 2025-10-02 |
| NJ | RA | APPROVED | 2025-10-02 |
| NY | RA | APPROVED | 2025-10-02 |
| PA | RA | APPROVED | 2025-10-02 |
| VA | RA | APPROVED | 2025-10-02 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
228 W Gay Street, West Chester, PA 19380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 03/2004 | 09/2019 |
| Minnesota Life Insurance Company | St Paul | MN | 03/2004 | 09/2019 |
| Legacy Planning | West Chester | PA | 03/2004 | Present |
| Pa Piston'S Brokerage | West Chester | PA | 09/2003 | 07/2018 |
| Commonwealth Financial Network | Watham | MA | 10/2019 | 10/2025 |
| Hub International Investment Services Inc. | Kansas City | MO | 11/2024 | Present |
| Lpl Financial Llc | West Chester | PA | 10/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2025 | Present |
1) 09/2025 - HUB INTERNATIONAL / Outside/W-2 Employment / Non Inv Related / West Chester PA 19380 / Start date 11/01/2024 - 160 hrs per month - 100% time spent 2) 09/2025 - LEGACY PLANNING, A HUB INTERNATIONAL COMPANY / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 3) 09/2025 - ASH BROKERAGE / Non-Variable Insurance / Inv Related / Fort Wayne, IN 46802 / Start date 10/1/2019 - 5 hrs per month - 5% time spent 4) 09/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 5) 09/2025 - CRC HOLDING COMPANY LLC / Real Estate Rental / Inv Related / WEST CHESTER, PA 19380 / Start date 3/1/2018 6) 10/08/2025- GLOBAL RETIREMENT PARTNERS- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 160 Hours Per Month- 8 Hours During Trading- I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 10/08/2025- HUB RETIREMENT AND WEALTH MANAGEMENT- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 160 Hours Per Month- 8 Hours During Trading 8) 10/08/2025- LEGACY PLANNING, A HUB INTERNATIONAL COMPANY- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 06/01/2025- 160 Hours Per Month- 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-08 |
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