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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-08-06
  • IA RA
    APPROVED
    Since 2024-08-06

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 06/2013 Present
Principal Securities, Inc. Des Moines IA 06/2013 Present
Principal Advised Services Des Moines IA 06/2024 Present
  • 06/2013 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 06/2013 → Present
    Principal Securities, Inc.
    Des Moines, IA
  • 06/2024 → Present
    Des Moines, IA
Other Businesses

***E-Free Church of Marshalltown; Not Investment Related; 3205 S 6th St, Marshalltown, IA 50158; Elder Board Member; Board member of church handling matters pertinent to the church.; Start Date: 01/01/2016; 0 hrs per month; 0 during trading hours. PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: 1. As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/23/2014 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-10-21
Designations
Other Names
  • Adam C Tyrrell

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