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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-02
TX RA APPROVED 2021-02-02
  • OH RA
    APPROVED
    Since 2021-02-02
  • TX RA
    APPROVED
    Since 2021-02-02

Branch Locations

4379 W 219Th St Ste 101, Fairview Park, OH 44126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 01/2021
Ohio Investment Partners, Llc Fairview Park OH 09/2018 Present
Lpl Financial Llc Fairview Park OH 02/2021 Present
  • 01/2013 → 01/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2018 → Present
    Ohio Investment Partners, Llc
    Fairview Park, OH
  • 02/2021 → Present
    Fairview Park, OH
Previous Registrations
  • 1999-11-09 → 2021-02-03
    Cetera Wealth Services, Llc
    Seven Hills, OH
    Westlake, OH
    Westlake, OH
    Fairview Park, OH
    St. Clairsville, OH
    Auburn Hills, MI
    Grand Blanc, MI
    Chilliocothe, OH
    Rocky River, OH
    Fairview Park, OH
    North Canton, OH
Other Businesses

1) 2/2/2021 - OHIO INVESTMENT PARTNERS -DBA for LPL Business (entity for LPL business)- Inv. Related -Fairview Park, OH - start date 09/1/2018- 100% 2) 2/2/2021- FAIRVIEW REALTY- Owner of Commercial Real Estate Rental- Inv. Related- Fairview Park, OH- start date 12/1/2006- 10hrs/mth 3)2/2/2021- FAIRVIEW FINANCIAL CENTER, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Fairview Park, OH- start date 1/10/2009- 5hrs/mth 4)LRS - Business Entity For Tax/Investment Purposes Only- Inv. Related- Fairview Park, OH- start date 6/1/2016- 0% 5)12/23/2022 - SJA Property Management - Investment Related - Rocky River, OH 44116,Fairview Park, OH 44126 - Real Estate Rental - Start Date - 01/05/2022 - 5 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-22
  • S66 Uniform Combined State Law Examination
    2004-01-22

View on SEC IAPD

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