David Joseph Ptacek

Current Employers

Employment History

• 10/2002 → Present
  Ta-Check Financial Ltd
  Parma, OH
• 08/2007 → 02/2018
  Sii Investments, Inc.
  Fairview Park, OH
• 02/2018 → Present
  Lpl Financial Llc
  Fairview Park, OH

Previous Registrations

• 2023-01-11 → 2026-07-01
  Ta-Check Financial Ltd.
  Fairview Park, OH
• 2017-11-29 → 2022-12-31
  Ta-Check Financial Ltd.
  Fairview Park, OH
• 2007-09-04 → 2018-02-15
  Sii Investments, Inc.
  Brook Park, OH
  Fairview Park, OH
  Appleton, WI
  Parma, OH
  Fairview Park, OH
  Centerville, OH
  Sottsdale, AZ
  Strongsville, OH
  Appleton, WI
• 2002-10-31 → 2007-10-19
  Ta-Check Financial Ltd.
  Parma, OH
• 2001-02-05 → 2007-08-28
  Fsc Securities Corporation
  Fairview Park, OH
  Tampa, FL
  Beachwood, OH
  Broadview Hts, OH

Other Businesses

1. 02/14/2018 - TA-CHECK FINANCIAL LTD - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - TAX PREPARER/OWNER. 2. 02/14/2018 - PTACEK REAL ESTATE LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - PARTNER/CO-OWNER. 3. 02/14/2018 - TA-CHECK FINANCIAL LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/14/2018 - TA-CHECK FINANCIAL LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date 03/02/2018 - I provide investment advisory services through TA-Check Financial LTD, an independent investment advisor firm. I started this business activity in 03/02/2018. I expect to spend approximately [hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/19/2019 - TA-CHECK FINANCIAL - Investment related - At reported business location(s) - Non-Variable Insurance - start date:02/20/2018 - 4 hr/mo - 2 hr during trading 6. 12/4/2024- Med Restoration- Real Estate Rental - owner- Inv. Related- Strongsville, OH - start date 10/01/2022- 0 hrs per mth/ o during trading 7. 12/4/2024- MWO Spinco - Other - buisness owner- document storage- non-inv. Related- Strongsville, OH - start date 1/1/2023- 0 hrs per mth/during trading 8. 12/4/2024- Sharaba's Financial Services - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 0hrs per mth/ during trading 9. 12/4/2024- Oasis -Other - franchise owner - senior living- Non-Inv. Related- no address - start date 2/10/2023- 1hr per mth/ during trading 10. 01/09/2025 - Ptacek Tax Service LLC DBA TA-Check Tax Service - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:12/18/2024 - 32 Hrs/Mth - 32 Hrs During Trading. 11. 06/10/2026 - intrua financial - Outside/W-2 Employment - Not Investment Related - Fairview Park, OH - Start Date 05/01/2026 - 160 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-11

Other Names

• David J Ptacek