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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-07-09 |
| TX | RA | APPROVED | 2018-07-06 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-08-30 |
| TX | RA | APPROVED | 2012-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Broadview Heights | OH | 12/2010 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 04/2015 | 06/2018 |
| Oswald Financial, Inc. | Cleveland | OH | 08/2016 | 06/2018 |
| Stratos Wealth Partners, Ltd | Broadview Heights | OH | 07/2018 | Present |
1. 12/21/2010 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 7/10/2018 - Financial Wellness Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/06/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 7/11/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/29/2018 - Started 06/29/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 06/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/9/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Financial Wellness Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/06/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 5. 12/6/2019 - Financial Wellness Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/01/2020 - 5 Hours Per Month During Securities Trading. 6. 09/26/2024 - Smooth Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Busienss Location(s) - Start Date 10/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-07 |
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