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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ta-Check | Fairview Park | OH | 01/2004 | Present |
| Sii Investments, Inc. | Fairview Park | OH | 08/2007 | 02/2018 |
| Lpl Financial Llc | Fairview Park | OH | 02/2018 | Present |
1. 02/14/2018 - CLEVELAND STATE UNIVERSITY - Not Investment Related - Other - Scoreboard Operator - Start Date 1989. 2. 02/14/2018 - TA-CHECK FINANCIAL - Investment Related - Tax Prep/Accounting/CPA - Time Spent 50%. 3. 02/14/2018 - TA-CHECK FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-27 |
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