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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-02-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Strongsville | OH | 09/2009 | 02/2018 |
| Lpl Financial Llc | Strongsville | OH | 02/2018 | Present |
| Ta-Check Financial Ltd | Strongsville | CA | 02/2018 | Present |
1. 02/14/2018 - TA Check Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - TA Check Financial - Investment Related - Non-Variable Insurance - Insurance Sales - Universal Life and Term Life. 3. 03/19/2018 - TA-CHECK FINANCIAL LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - I provide investment advisory services through TA-Check Financial LTD, an independent investment advisor firm. I started this business activity in, 20--. I expect to spend approximately [hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/17/2023 - TA-CHECK TAX SERVICE - Tax Prep/Accounting/CPA - Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 01/12/2018 - 60 Hours Per Month/ 40 Hours During Trading 5. 07/18/2024 - Other - NOTARY PUBLIC - Not Investment Related - At Reported Business Location(s) - Start Date 04/07/2009 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-28 |
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