Best Investors Account Sign in

Marlene Michelle Muscovich

LPl Financial LLC

Fairview Park, OH

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-02-14
  • OH RA
    APPROVED
    Since 2018-02-14

Branch Locations

21800 Lorain Rd, Fairview Park, OH 44126 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Strongsville OH 09/2009 02/2018
Lpl Financial Llc Strongsville OH 02/2018 Present
Ta-Check Financial Ltd Strongsville CA 02/2018 Present
Previous Registrations
Other Businesses

1. 02/14/2018 - TA Check Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - TA Check Financial - Investment Related - Non-Variable Insurance - Insurance Sales - Universal Life and Term Life. 3. 03/19/2018 - TA-CHECK FINANCIAL LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - I provide investment advisory services through TA-Check Financial LTD, an independent investment advisor firm. I started this business activity in, 20--. I expect to spend approximately [hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/17/2023 - TA-CHECK TAX SERVICE - Tax Prep/Accounting/CPA - Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 01/12/2018 - 60 Hours Per Month/ 40 Hours During Trading 5. 07/18/2024 - Other - NOTARY PUBLIC - Not Investment Related - At Reported Business Location(s) - Start Date 04/07/2009 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-30
S63 Uniform Securities Agent State Law Examination 1997-03-28
  • S65 Uniform Investment Adviser Law Examination
    1997-05-30
  • S63 Uniform Securities Agent State Law Examination
    1997-03-28
Other Names
  • Marlene M Muscovich

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fairview Park, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor