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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-16 |
| OH | RA | APPROVED | 2020-09-29 |
Branch Locations
4379 W 219Th St Ste 101, Fairview Park, OH 44126 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 09/2020 |
| Lpl Financial Llc | Fairview Park | OH | 09/2020 | Present |
1)06/09/2020 - Ohio Investment Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2020 2)06/09/2020 - LRS - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 05/2013 - 1 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-18 |
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