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Stephen Thomas Dowdell

LPl Financial LLC

Fairview Park, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-02-14
  • OH RA
    APPROVED
    Since 2018-02-14

Branch Locations

21800 Lorain Rd, Fairview Park, OH 44126 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cleats Bar And Grille Cleveland OH 12/2009 08/2023
Sii Investments, Inc Parma OH 10/2015 02/2018
Lpl Financial Llc Parma OH 02/2018 Present
  • 12/2009 → 08/2023
    Cleats Bar And Grille
    Cleveland, OH
  • 10/2015 → 02/2018
    Sii Investments, Inc
    Parma, OH
  • 02/2018 → Present
    Parma, OH
Previous Registrations
  • 2015-11-03 → 2018-02-14
    Sii Investments, Inc.
    Parma, OH
Other Businesses

1. 02/14/2018 - TA-CHECK FINANCIAL - Investment Related - Tax Prep/Accounting/CPA - Tax Preparer. 2. 03/12/2018 - TA-CHECK FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-11-01
  • S63 Uniform Securities Agent State Law Examination
    2011-11-01
Other Names
  • Stephen Dowdell

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