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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-02-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cleats Bar And Grille | Cleveland | OH | 12/2009 | 08/2023 |
| Sii Investments, Inc | Parma | OH | 10/2015 | 02/2018 |
| Lpl Financial Llc | Parma | OH | 02/2018 | Present |
1. 02/14/2018 - TA-CHECK FINANCIAL - Investment Related - Tax Prep/Accounting/CPA - Tax Preparer. 2. 03/12/2018 - TA-CHECK FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-01 |
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