Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-10 |
| CT | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Hamden | CT | 07/1997 | Present |
| Various Insurance Carriers For W & R Insurance Agencies | North Haven | CT | 11/1997 | Present |
| Wallingford Country Club | Wallingford | CT | 02/2013 | 02/2018 |
| Stevens Llc | North Haven | CT | 05/2013 | 12/2020 |
| Stevens Group Financial Services Llc | Hamden | CT | 08/2016 | Present |
| Stevens Group Financial Services Llc (Dba) | Hamden | CT | 09/2016 | 03/2018 |
| Stevens & Boutilier Financial Advisors Llc | Hamden | CT | 03/2021 | Present |
| Lpl Financial Llc | Hamden | CT | 07/2021 | Present |
1. 4/2021/Mark Stevens/Stevens & Boutilier Financial Advisors/DBA for LPL Business (entity for LPL business)/Investment Related/Hamden CT/0 HRS/MO 2. 8/2016/Stevens Group Financial Services LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/Hamden, CT/0 HRS/MO 3. 07/2021/Mark Stevens/Non-Variable Insurance/Investment Related/Hamden, CT/2 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
Reach out to this advisor