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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

Glastonbury, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Farmington CT 07/1997 03/2017
Massmutual Life Insurance Co Glastonbury CT 07/2016 Present
Mml Investors Services, Llc Glastonbury CT 03/2017 Present
  • 07/1997 → 03/2017
    Metlife Securities Inc.
    Farmington, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Glastonbury, CT
  • 03/2017 → Present
    Glastonbury, CT
Previous Registrations
  • 2000-03-16 → 2017-03-25
    Msi Financial Services, Inc.
    Glastonbury, CT
    Wethersfield, CT
Other Businesses

(1) NAME:FREE TAX PREPARATION SERVICES, INV REL:Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD NATURE:CPA/TAX PREPARATION POSITION:TAX PREPARATION ASSISTANT, START:01/1975 NO HR/MO:10 NO HR/MO DUR TRADING:0. (2) NAME:TRUSTEE FOR THE HARALAMBOUS FAMILY TRUST, INV REL:Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD NATURE:FAMILY TRUST POSITION: CO-TRUSTEE START:1/2019 NO HR/MO:1 NO HR/MO DUR TRADING:0. (3) NAME: BILL HARALAMBOUS INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: NOTARY PUBLIC SERVICE POSITION: NOTARY START DATE: 05/23/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: NOTARIZE NON-CLIENT RELATED PAPERWORK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-23
S63 Uniform Securities Agent State Law Examination 1997-08-20
  • S65 Uniform Investment Adviser Law Examination
    2000-02-23
  • S63 Uniform Securities Agent State Law Examination
    1997-08-20
Other Names
  • William S Haralambous
  • Bill S Haralambous
  • William Savas Haralambous

View on SEC IAPD

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