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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-10-26 |
| KY | RA | APPROVED | 2003-07-25 |
Branch Locations
1448 Gardiner Lane Ste 102, Louisville, KY 40213-1979 • United States
220 Federal Drive, Corydon, IN 47112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 07/2003 | Present |
1. 05/23/2003 - RAQUE FINANCIAL GROUP, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 10/19/2006 - Raque Properties II - INV REL - Real Estate Rental - Purchased 1 office condo under the name of Raque Properties II on Oct. 13, 2006. 3. 3/24/2023 - First Harrison Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/01/2022 - 20 Hours Per Month/4 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-07 |
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