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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-05 |
Branch Locations
19290 Freeport St Nw, Elk River, MN 55330 • United States
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
13765 83Rd Way N, Maple Grove, MN 55369 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simplicity Life | Monticello | MN | 05/2013 | 04/2022 |
| Simplicity Financial Investment Services | Summit | NJ | 07/2019 | 04/2022 |
| Securian Financial Services Inc | St Paul | MN | 04/2022 | 01/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 04/2022 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Minnetonka | MN | 05/2023 | Present |
| Wells Fargo Bank, Na | Minnetonka | MN | 05/2023 | Present |
| Unemployed | Monticello | MN | 01/2023 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-23 |
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