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Current Employers
360 Financial

849 Lake Street East, Wayzata, MN 55391 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-12
  • MN RA
    APPROVED
    Since 2022-10-12

Branch Locations

849 Lake Street East, Wayzata, MN 55391 • United States

510 Freeport Avenue Suite A, Elk River, MN 55330 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-04
  • MN RA
    APPROVED
    Since 2022-10-04

Branch Locations

510 Freeport Ave, Ste A, Elk River, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2010 09/2022
Fleming Investment Group Elk River MN 05/2010 09/2022
Lpl Financial, Llc Elk River MN 09/2022 Present
360 Financial Wayzata MN 09/2022 Present
Previous Registrations
Other Businesses

1)08/05/2022 - 360 Financial - DBA for LPL Business (entity for LPL business) - Inv Rel 2)08/05/2022 - 360 Financial - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2014 3)08/05/2022 - Cross View Financial Group, Inc - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 01/2014 4)08/05/2022 - Brian Bohnsack - Owner, Real Estate Rental - Inv Rel - Saint Michael, MN - Start: 01/2014 5)09/14/2022 - 360 Financial Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Professional - Start Date - 09/08/2022 - 160 Hours Per Month/4 Hours During Securities Trading - Time Spent 65% - I provide investment advisory services through 360 Financial Inc, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-02
  • S66 Uniform Combined State Law Examination
    2004-09-02

View on SEC IAPD

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