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849 Lake Street East, Wayzata, MN 55391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-10-12 |
Branch Locations
849 Lake Street East, Wayzata, MN 55391 • United States
510 Freeport Avenue Suite A, Elk River, MN 55330 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-10-04 |
Branch Locations
510 Freeport Ave, Ste A, Elk River, MN 55330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2010 | 09/2022 |
| Fleming Investment Group | Elk River | MN | 05/2010 | 09/2022 |
| Lpl Financial, Llc | Elk River | MN | 09/2022 | Present |
| 360 Financial | Wayzata | MN | 09/2022 | Present |
1)08/05/2022 - 360 Financial - DBA for LPL Business (entity for LPL business) - Inv Rel 2)08/05/2022 - 360 Financial - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2014 3)08/05/2022 - Cross View Financial Group, Inc - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 01/2014 4)08/05/2022 - Brian Bohnsack - Owner, Real Estate Rental - Inv Rel - Saint Michael, MN - Start: 01/2014 5)09/14/2022 - 360 Financial Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Professional - Start Date - 09/08/2022 - 160 Hours Per Month/4 Hours During Securities Trading - Time Spent 65% - I provide investment advisory services through 360 Financial Inc, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-02 |
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