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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-01
  • MN RA
    APPROVED
    Since 2023-11-01

Branch Locations

657 Main Street Nw, Ste. 206, Elk River, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameripris Financial Services, Inc Minneapolsi MN 07/2009 10/2023
Sagepoint Financial Forest Lake MN 01/2014 10/2023
Osaic Wealth, Inc. Forest Lake MN 09/2023 10/2023
Cambridge Investment Research, Inc. Fairfield IA 11/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2023 Present
  • 07/2009 → 10/2023
    Ameripris Financial Services, Inc
    Minneapolsi, MN
  • 01/2014 → 10/2023
    Sagepoint Financial
    Forest Lake, MN
  • 09/2023 → 10/2023
    Forest Lake, MN
  • 11/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2023-09-01 → 2023-11-03
    Forest Lake, MN
  • 2017-05-26 → 2023-09-01
    Osaic Services, Inc.
    Forest Lake, MN
    Forest Lake, MN
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) INSURANCE AGENT/SALES, BETHEL MN 55005, 10/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 200 HR/MO 100 HR/MO Trading 3) HUMPHREY FINANCIAL LLC, 312 CENTRAL AVE SE #588 MINNEAPOLIS MN, 02/2024, OWNER, DBA, INV REL, 20 HR/MO 20 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2009-09-04
  • S66 Uniform Combined State Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2009-09-04
Designations
Other Names
  • Derick Kelly

View on SEC IAPD

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