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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-01 |
Branch Locations
657 Main Street Nw, Ste. 206, Elk River, MN 55330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameripris Financial Services, Inc | Minneapolsi | MN | 07/2009 | 10/2023 |
| Sagepoint Financial | Forest Lake | MN | 01/2014 | 10/2023 |
| Osaic Wealth, Inc. | Forest Lake | MN | 09/2023 | 10/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) INSURANCE AGENT/SALES, BETHEL MN 55005, 10/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 200 HR/MO 100 HR/MO Trading 3) HUMPHREY FINANCIAL LLC, 312 CENTRAL AVE SE #588 MINNEAPOLIS MN, 02/2024, OWNER, DBA, INV REL, 20 HR/MO 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-04 |
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