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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | St. Louis Park | MN | 01/2024 | 03/2024 |
| Davanni's | Coon Rapids | MN | 08/2022 | 05/2024 |
| The Bank Of Elk River | Elk River | MN | 09/2022 | 12/2023 |
| Casey's General Stores | Fergus Falls | MN | 06/2019 | 09/2020 |
| Casey's General Stores | St. Cloud | MN | 09/2020 | 06/2021 |
| Domino's | Monticello | MN | 06/2021 | 11/2021 |
| Domino's | Big Lake | MN | 11/2021 | 08/2022 |
| Shopko | Fergus Falls | MN | 06/2018 | 06/2019 |
| Fergus Falls High School | Fergus Falls | MN | 01/2016 | 06/2020 |
| The Bank Of Elk River - Realize Financial Advisors | Elk River | MN | 11/2025 | Present |
| Cetera Advisor Networks Llc | El Sugundo | CA | 06/2024 | 11/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2025 | Present |
1. NAME OF OTHER BUSINESS: THE BANK OF ELK RIVER - REALIZE FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / SECURITIES DBA; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES SUCH AS KEEPING THE CALENDAR AND GREETING CLIENTS. ENTERING TRADES AND TAKING ORDERS FROM CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-23 |
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