Roger Alan Strege

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 05/2012 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Buffalo, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Buffalo, MN

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Elk River, MN
  Buffalo, MN
• 2014-01-29 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Elk River, MN
  Buffalo, MN

Other Businesses

1) GENTZ FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Insurance and Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2009 ADDRESS: 215 Highway 55 East, #107, Buffalo MN 55313, United States DESCRIPTION: Sales and service of fixed insurance products 2) SPECIAL NEEDS PLANNERS POSITION: President NATURE: S Corporation NATURE: Help families with disabilities INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/18/2012 ADDRESS: 2 Division St E, Buffalo MN 55313, United States DESCRIPTION: Coach families on strategies to maintain their child/loved ones' eligibility for social security disability and medical assistance. Connect families with resources to establish guardianship (attorneys, government case workers). May involve consulting with an attorney to set up a special needs/supplemental needs trust, and in some cases life insurance or funeral policy is indicated to fund the trust. 3) AUTISM ALLIES POSITION: President NATURE: Non Profit 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 08/13/2008 ADDRESS: 2400 Prairie View Ln, Buffalo MN 55313, United States DESCRIPTION: Attend board meetings, plan events, host events, prepare financial statements, maintain website.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-03-04

Other Names

• Roger Strege