Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-23 |
| MN | RA | APPROVED | 2016-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hempel Income Tax Service, Inc. | Elk River | MN | 01/2001 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2007 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2007 | Present |
| Hempel Tax And Financial | Elk River | MN | 10/2022 | Present |
| T. York Properties, Llc | Elk River | MN | 11/2011 | Present |
1)HEMPEL INCOME TAX SERVICE, INC; ELK RIVER, MN; TAX PREPARATION, BOOKKEEPING, ADMINISTRATIVE DUTIES, VICE PRESIDENT, TAX PREPARER; JAN-APR 250 HRS/MTH, MAY-DEC 50 HRS/MTH; SINCE 1/01: 2)RECEIVES LIFE INSURANCE RENEWALS FROM JOHN HANCOCK AND GENWORTH LIFE AND ANNUITY, SINCE 01/2001; O HRS/MTH: 3) NAME OF OTHER BUSINESS: T. YORK PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: MEMBER/PARTNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COMMERCIAL PROPERTY RENTAL; 4)NAME OF OTHER BUSINESS: HEMPEL TAX AND FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION AND FINANCIAL SERVICES; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40-80; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PREPARATION/PLANNING, FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-22 |
Reach out to this advisor