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Troy Brandon King

Principal Securities, Inc.

Des Moines, IA

Norwalk, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-13
IA RA APPROVED 2004-10-29
  • TX RA
    APPROVED_RES
    Since 2023-10-13
  • IA RA
    APPROVED
    Since 2004-10-29

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Norwalk, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Des Moines IA 03/2016 Present
Principal Life Insurance Des Moines IA 04/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-26
  • S66 Uniform Combined State Law Examination
    2004-10-26
Other Names
  • Troy King

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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