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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2013-12-02 |
Branch Locations
131 East Main Street, Morganfield, KY 42437 • United States
1406 N Main St, Sturgis, KY 42459 • United States
54 Hearin St, Clay, KY 42404 • United States
452 U.S. Hwy 41-A S, Dixon, KY 42409 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paul Hendrickson Properties Llc | Morganfield | KY | 02/2004 | Present |
| Lpl Financial, Llc | Morganfield | KY | 11/2013 | Present |
| United Comm Bank (Ky) | Morganfield | KY | 11/2013 | Present |
1. 11/22/2013: United Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/22/2013: KLR Investments, LLC - Investment Related - Morganfield, KY - Real Estate Rental - Time Spent 10% - We buy and rent apartments and mini storage units. I primarily handle the books. 3. 11/22/2013: C and H Rental Properties, LLC - Investment Related - Morganfield, KY - Real Estate Rental - Time Spent 5% - Real Estate Rental w/partner Wayne Cavins. 4. 11/22/2013: Union Co. Storage - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 0% - Mini storage owned by KLR Investments. 5. 5/16/2014: Methodist Hospital Union County Foundation - Not Investment Related - Non-Profit Board Member - Time Spent 2% - Methodist Hospital Foundation Treasurer. 6. 8/12/2020 - Persimmon Ridge Partners, LLC - Investment Related - Home Based & Morganfield, KY 42437 - Real Estate Rental - Started 08/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Duplex.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-23 |
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