Best Investors
Account
Sign in
Best Investors
Account
Sign in
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Henderson | KY | 05/1996 | Present |
| Robert W. Baird & Co. Incorporated | Morganfield | KY | 10/2019 | Present |
2)GUARDIAN OVER RELATIVE(S) FINANCES, STURGIS KY, 7/19/2012, 1 HR/MONTH, 0 HRS DURING TRADING HRS, MANAGING FINANCES. 3) Cat Alley Quail Club 337 Quail Club Rd Sturgis KY 42459 Start date: 4/4/16 Hours spent: 1 hour/month Hours spent during trading Hours: None Role/Responsibility: Secretary/Treasurer, Officer for organization Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-25 |
Reach out to this advisor