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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2011-11-28 |
Branch Locations
230 Second Street, Suite 210, Henderson, KY 42420 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Henderson | KY | 11/2011 | Present |
1. 11/28/2011 - STATON INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 90%. 2. 11/28/2016 - Henderson City Govt - Not Investment Related - 1st Street, Henderson, KY 42420 - Other-political office - Start 01/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading - City Commissioner in Henderson, KY. 3) 03/27/2025 - City of Henderson, KY - Not Investment Related - Other - MAYOR UPDATE - Henderson, KY - Start Date:01/02/2023 - 40 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-06 |
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