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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-18
IN RA APPROVED 2025-02-13
KY RA APPROVED 2015-10-23
  • TX RA
    APPROVED_RES
    Since 2025-02-18
  • IN RA
    APPROVED
    Since 2025-02-13
  • KY RA
    APPROVED
    Since 2015-10-23

Branch Locations

202 W Main St, Morganfield, KY 42437-1423 • United States

527 Church St Ste 101, New Harmony, IN 47631 • United States

Morg, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Morganfield KY 10/2013 03/2020
Ameriprise Financial Services, Llc Morganfield KY 03/2020 Present
Other Businesses

Business Ownership; The Living Room on Main Street; President/OwnerYoga Instructor; non profit / community service center / ministry; 202 West Main Street - Suite A, , Morganfield, KY, 42437; Not Investment-Related; 09/01/2012; 10 to 19 hours per month; 1 to 9 during trading hours / The Living Room on Church Street; ministry, community outreach 501c3 Main Floor: Antique store pop up combined with Petal and Patch Flower Shop Ameriprise Financial office 527 Church Street, New Harmony, IN Second floor: Airbnb The Loft at The Living Room on Church Street Loft A Loft B; Airbnb and antique shop 527 Church has been donated into 501C3 The Living Room on Main Street. Deed reflects same, shared tenant with Petal & Patch Flower Shop.; 527 Church Street, , New Harmony, IN, 47631; Not Investment-Related; 12/31/2021; 10 to 19 hours per month; 0 during trading hours. Board of Directors; The Living Room on Main Street; President; 202 West Main StreetMorganfield, KY 432437, ,; Not Investment-Related; 09/01/2012; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-09
S63 Uniform Securities Agent State Law Examination 2006-10-07
  • S66 Uniform Combined State Law Examination
    2015-09-09
  • S63 Uniform Securities Agent State Law Examination
    2006-10-07
Other Names
  • Angela Jo Alvis
  • Angela Jo Mullins
  • Angela Jo Cissell
  • Angela Jo Cissell
  • Angela Jo Rhude
  • Angela J. Rhude
  • Angela Jo Mcmain

View on SEC IAPD

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