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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-08-30
IN RA APPROVED 2010-08-30
  • IL RA
    APPROVED
    Since 2010-08-30
  • IN RA
    APPROVED
    Since 2010-08-30

Branch Locations

112 East Third Street, Mt Vernon, IN 47620 • United States

5344 Pearl Dr., Evansville, IN 47712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Mt. Vernon IN 08/2010 Present
  • 08/2010 → Present
    Fifth Third Securities
    Mt. Vernon, IN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-05-06
S65 Uniform Investment Adviser Law Examination 2002-02-21
  • S63 Uniform Securities Agent State Law Examination
    2002-05-06
  • S65 Uniform Investment Adviser Law Examination
    2002-02-21

View on SEC IAPD

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