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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-26
IN RA APPROVED 2021-03-23
  • TX RA
    APPROVED_RES
    Since 2025-09-26
  • IN RA
    APPROVED
    Since 2021-03-23

Branch Locations

733 E 4Th St, Mt Vernon, IN 47620 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shield Global Partners Evansville IN 08/2016 06/2018
Old National Bank Mount Vernon IN 07/2018 09/2020
Lpl Financial Llc Mount Vernon IN 02/2019 09/2020
Kestra Advisory Services, Llc Mt. Vernon IN 03/2021 Present
Kestra Investment Services, Llc Mt. Vernon IN 09/2020 Present
  • 08/2016 → 06/2018
    Shield Global Partners
    Evansville, IN
  • 07/2018 → 09/2020
    Old National Bank
    Mount Vernon, IN
  • 02/2019 → 09/2020
    Lpl Financial Llc
    Mount Vernon, IN
  • 03/2021 → Present
    Mt. Vernon, IN
  • 09/2020 → Present
    Kestra Investment Services, Llc
    Mt. Vernon, IN
Other Businesses

Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Sales assistant and office manager Start Date: 9/8/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assisting the rep in paperwork follow ups managing the office. Business Name: Harmony Wealth Group Investment Related: Yes Address: 206 main street Mt. Vernon IN 47620 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Sales Assistant, employee Start Date: 9/8/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Sales assistant, doing account paperwork, follow ups via phone and email. Compliance materials, mailings and assisting the advisor Shawn Worman

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-11
  • S66 Uniform Combined State Law Examination
    2021-03-11

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