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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-11-17 |
| IL | RA | APPROVED | 2020-11-09 |
| TN | RA | APPROVED | 2018-06-05 |
| IN | RA | APPROVED | 2015-08-17 |
| TX | RA | APPROVED | 2015-07-17 |
Branch Locations
711 E 4Th St, Mount Vernon, IN 47620-2010 • United States
409 S Prospect Rd Ste E, Bloomington, IL 61704 • United States
902 E Mccord St, Centralia, IL 62801 • United States
Henderson, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Newburgh | IN | 07/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Mount Vernon | IN | 03/2020 | Present |
Real Estate Ownership; Commercial; 902 e McCord St, , Centralia, IL, 62801; Investment-Related; 05/17/2021 / Commercial; 711 e 4th Street, , Mount Vernon, IN, 47620; Not Investment-Related; 06/23/2025. Business Ownership; Derrick T Wells, LLC; advisor; Manage Ameriprise Business; 711 E 4th Sth, , Mount Vernon, IN, 47620; Investment-Related; 08/21/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Greater Mount Vernon Association; Board Membership; 2000 Greenbrier Dr Mount Vernon, IN 47620, ,; ; 12/01/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-19 |
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