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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-10-09 |
| TX | RA | APPROVED_RES | 2020-10-09 |
Branch Locations
402 Main Street, Mount Vernon, IN 47620 • United States
5124 Pearl Drive, Evansville, IN 47712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Evansville | IN | 10/2005 | 10/2020 |
| Fifth Third Securities | Evansville | IN | 11/2005 | 10/2020 |
| Lpl Financial Llc | Mt. Vernon | IN | 10/2020 | Present |
| Old National Bank | Mt. Vernon | IN | 10/2020 | Present |
1) 3/23/2023 - No Business Name - Not Investment Related - Location: Online - Other - Sports Cards Collectibles - Owner - Start Date - 03/17/2023 - 10 Hours Per Month/0 Hours During Securities Trading 2) 02/09/2024 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Advisor, VP - Started 10/05/2020 - 5 Hours Per Month During Securities Trading 3) 4/1/2025- Old National Bank- Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 4/1/2025-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-20 |
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