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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guidewise Financial Group | Henderson | KY | 05/2021 | 08/2021 |
| Webster County High School | Dixon | KY | 08/2014 | 05/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2022 | 05/2023 |
| Northwestern Mutual Investment Services Llc | Evansville | IN | 10/2022 | 05/2023 |
| Lpl Financial Llc | Dixon | KY | 05/2023 | Present |
| United Community Bank | Dixon | KY | 05/2023 | Present |
| Unemployed | Sebree | KY | 05/2018 | 08/2018 |
| Murray State University | Murray | KY | 08/2018 | 05/2022 |
| Unemployed | Sebree | KY | 05/2022 | 09/2022 |
1.10/10/2023: United Financial Services; At Reported Business Location(s); DBA for LPL Business (entity for LPL business); Inv. Related; start date 6/1/2023; 0hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-26 |
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