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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-25 |
| TX | RA | APPROVED_RES | 2025-04-25 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mb Financial Bank | Rosemont | IL | 01/2013 | 05/2019 |
| Cetera Investment Services | St.CLoud | MN | 01/2013 | 05/2019 |
| Cetera Investment Advisers Llc | Rosemont | IL | 01/2014 | 05/2019 |
| Fifth Third Bank | Chicago | IL | 05/2019 | 07/2022 |
| Fifth Third Securities | Chicago | IL | 05/2019 | 07/2022 |
| Brookstone Capital Management | Wheaton | IL | 07/2022 | 12/2023 |
| Tastytrade, Inc. | Chicago | IL | 12/2023 | 04/2025 |
| Morgan Stanley | Deerfield | IL | 04/2025 | Present |
*636066- Kevin R. Osborn Music; Investment related-yes; Des Plaines, Illinois; Music Business; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/1998; During business hours: 0; After business hours: 15; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-11-24 |
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