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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-28 |
| CA | RA | APPROVED | 2014-12-10 |
| TX | RA | APPROVED | 2014-12-10 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States
Ponte Vedra Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | La Jolla | CA | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-07 |
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