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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-13 |
| MI | RA | APPROVED | 2011-01-07 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Fiinancial Group | Kentwood | MI | 02/2010 | Present |
| Regal Investment Advisors | Kentwood | MI | 01/2011 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 01/2014 | Present |
1. INSURANCE SERVICES AND INSURANCE PRODUCTS THROUGH REGAL FINANCIAL GROUP LLC/REGAL INVESTMENT ADVISORS AND PART OWNER. 2. INSURANCE SERVICES AND INSURANCE PRODUCTS THROUGH REGULUS FINANCIAL GROUP LLC. 3. REGAL HOLDINGS OF AMERICA - PART OWNER. 4. ITS GOTTA BE THE SHOES. 2725 BERWYCK RD, GRAND RAPIDS, MI 49506. NOT INVESTMENT RELATED. CO-FOUNDER. 5 HOURS/MONTH; NONE DURING TRADING HOURS. START DATE: 6/2020. NO COMPENSATION. HELPS LEADS THE DIRECTION OF THE CHARITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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