Calvin Richard Rasey

Current Employers

Employment History

• 01/1998 → Present
  Physicians Financial Services, Llc Ii
  Louisville, KY
• 05/2000 → Present
  Calvin R. Rasey, Inc.
  Louisville, KY
• 05/2001 → 06/2024
  Securities America, Inc.
  Louisville, KY
• 02/2003 → 06/2024
  Securities America Advisors, Inc.
  Louisville, KY
• 06/2007 → Present
  Physicians Asset Services, Llc
  Louisville, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY

Previous Registrations

• 2003-02-24 → 2024-06-14
  Securities America Advisors, Inc.
  Louisville, KY

Other Businesses

1. DBA: Physicians Financial Services 2. WOLFCREEK HOMEOWNERS ASSOCIATION POSITION: board member NATURE: Homeowners association board member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 1201 Wolfcreek Parkway, Louisville KY 40241 DESCRIPTION: board member 3. PHYSICIANS FINANCIAL SERVICES POSITION: Producer NATURE: PHYSICIANS FIANCIAL SERVIES 11,LLC/INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2007 ADDRESS: 6006 Brownsboro park blvd., Louisville KY 40207 DESCRIPTION: Fixed life and disability insurance 4. PHYSICIANS ASSET SERVICES POSITION: advisor NATURE: PHYSICIANS ASSET SERVICES LLC; PARTNER; INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2008 ADDRESS: 6006 Brownsboro park blvd., Louisville KY 40207 DESCRIPTION: I do not handle the investment side, I deal with fixed insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-15
• S63 Uniform Securities Agent State Law Examination
  1997-12-08