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Michael Richard Fischer

LPl Financial LLC

Staten Island, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2017-11-29
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2017-11-29

Branch Locations

26 Watchogue Road, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nyc Fire Dept. Brooklyn NY 02/2003 Present
Walter Daszkowski Staten Island NY 10/2004 Present
National Planning Corporation Staten Island NY 08/2012 Present
Lpl Financial Llc Staten Island NY 11/2017 Present
  • 02/2003 → Present
    Nyc Fire Dept.
    Brooklyn, NY
  • 10/2004 → Present
    Walter Daszkowski
    Staten Island, NY
  • 08/2012 → Present
    National Planning Corporation
    Staten Island, NY
  • 11/2017 → Present
    Staten Island, NY
Previous Registrations
  • 2013-06-19 → 2017-11-29
    National Planning Corporation
    Manahawkin, NJ
    Staten Island, NY
Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - 489 ST. JOHNS PLACE, BROOKLYN, NY - Outside/W-2 Employment - FIRE DEPARTMENT - FIREFIGHTER - Start Date 02/2003. 2. 11/29/2017 - Lotus Advisory Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 10/15/2009 - 4 Hours Per Month - Lotus Advisory Group - Group Health, Group Disability, Trails Life, Individual Disability, Structured Annuities, PEO. 3. 11/29/2017 - Todt Hill Brokerage - Investment Related - 22 South Holmdel Rd. Holmdel NJ 07733 - Non-Variable Insurance - Agent - Start Date 1/4/2015 - 40 Hours Per Month / 10 Hours During Trading - Todt Hill Brokerage - Universal Life Insurance, Term Insurance Carriers- Prudential, William Penn, American General, AIG. 4. 11/29/2017 - LOTUS FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - FINANCIAL ADVISER - Start Date 1/22/2013 - 20 Hours Per Month / 20 Hours During Trading. 5. 11/29/2017 - No Business Name - Not Investment Related - Hazlet, NJ - Real Estate Rental - Partnership. 6. 11/29/2017 - Merchant Services of NY - Not Investment Related - 346 Ionia Ave Staten Island, NY 10312-3549 - Outside/W-2 Employment - Sole Proprietorship - 60 Hours Per Month - Merchant Services of NY Sole Proprietorship - Own and Operate ATM Machines. 7. 11/29/2017 - DASZKOWSKI, TOMPKINS, WEG & CARBONELLA CPA - Not Investment Related - P.C.303 CLOVE RD STATEN ISLAND NY 10301 - Outside/W-2 Employment - ADMINISTRAION - Start Date 01/01/2005 - 1 Hours Per Month - DASZKOWSKI, TOMPKINS, WEG & CARBONELLA CPA - ADMINISTRAION - PROVIDE ADMINISTRATIVE FUNCTIONS FOR THE ACCOUNTING PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1999-08-11
Other Names
  • Michael R Fischer

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