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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nyc Fire Dept. | Brooklyn | NY | 02/2003 | Present |
| Walter Daszkowski | Staten Island | NY | 10/2004 | Present |
| National Planning Corporation | Staten Island | NY | 08/2012 | Present |
| Lpl Financial Llc | Staten Island | NY | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Not Investment Related - 489 ST. JOHNS PLACE, BROOKLYN, NY - Outside/W-2 Employment - FIRE DEPARTMENT - FIREFIGHTER - Start Date 02/2003. 2. 11/29/2017 - Lotus Advisory Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 10/15/2009 - 4 Hours Per Month - Lotus Advisory Group - Group Health, Group Disability, Trails Life, Individual Disability, Structured Annuities, PEO. 3. 11/29/2017 - Todt Hill Brokerage - Investment Related - 22 South Holmdel Rd. Holmdel NJ 07733 - Non-Variable Insurance - Agent - Start Date 1/4/2015 - 40 Hours Per Month / 10 Hours During Trading - Todt Hill Brokerage - Universal Life Insurance, Term Insurance Carriers- Prudential, William Penn, American General, AIG. 4. 11/29/2017 - LOTUS FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - FINANCIAL ADVISER - Start Date 1/22/2013 - 20 Hours Per Month / 20 Hours During Trading. 5. 11/29/2017 - No Business Name - Not Investment Related - Hazlet, NJ - Real Estate Rental - Partnership. 6. 11/29/2017 - Merchant Services of NY - Not Investment Related - 346 Ionia Ave Staten Island, NY 10312-3549 - Outside/W-2 Employment - Sole Proprietorship - 60 Hours Per Month - Merchant Services of NY Sole Proprietorship - Own and Operate ATM Machines. 7. 11/29/2017 - DASZKOWSKI, TOMPKINS, WEG & CARBONELLA CPA - Not Investment Related - P.C.303 CLOVE RD STATEN ISLAND NY 10301 - Outside/W-2 Employment - ADMINISTRAION - Start Date 01/01/2005 - 1 Hours Per Month - DASZKOWSKI, TOMPKINS, WEG & CARBONELLA CPA - ADMINISTRAION - PROVIDE ADMINISTRATIVE FUNCTIONS FOR THE ACCOUNTING PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-11 |
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