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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2006-08-11 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Cambridge, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Mutual Life | St Paul | MN | 05/1997 | Present |
| Rock Bottom Restaurant And Brewery | West Des Moines | IA | 02/1998 | Present |
| Principal Financial Group | Des Moines | IA | 03/1998 | Present |
| Principal Securities Inc | Des Moines | IA | 03/1998 | Present |
| Principal Bank And Principal Trust Company | Des Moines | IA | 07/2023 | Present |
PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-27 |
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