Best Investors
Account
Sign in
Best Investors
Account
Sign in
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-09-16 |
| MN | RA | APPROVED | 2020-01-29 |
| NJ | RA | APPROVED | 2019-05-13 |
| NC | RA | APPROVED | 2017-05-30 |
| FL | RA | APPROVED | 2016-02-23 |
| CA | RA | APPROVED | 2014-09-17 |
| PA | RA | APPROVED | 2014-09-17 |
| TX | RA | APPROVED | 2014-09-17 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
390 Bridge Parkway, Suite 200, Redwood City, CA 94065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Telesis | San Rafael | CA | 12/2005 | Present |
| Vks Consulting | Edmonton, Alberta | 10/2004 | Present | |
| Johnson & Dugan Insurance Services | Daly City | CA | 06/2006 | Present |
| Lpl Financial Llc | Daly City | CA | 09/2014 | Present |
| Global Retirement Partners | San Rafael | CA | 09/2014 | Present |
(1) 09/22/2014: JOHNSON & DUGAN INSURANCE SERVICES CORPORATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 455 HICKEY BLVD. SUITE 416, DALY CITY, CA 94015 - 90% OF TIME SPENT (2) 09/22/2014: VKS CONSULTING - NOT INV REL - TEACHING AND PUBLIC SPEAKING - 5% OF TIME SPENT (3) 10/24/2014 - GLOBAL RETIREMENT PARTNERS - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 90% - DALY CITY, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-22 |
Reach out to this advisor