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Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-02-11
NE RA APPROVED 2020-01-23
  • NV RA
    APPROVED
    Since 2020-02-11
  • NE RA
    APPROVED
    Since 2020-01-23

Branch Locations

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

15950 West Dodge Road, Ste 300, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services, Inc Omaha NE 06/2011 12/2019
Axos Clearing Omaha NE 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-13
S63 Uniform Securities Agent State Law Examination 1997-08-12
  • S66 Uniform Combined State Law Examination
    2018-06-13
  • S63 Uniform Securities Agent State Law Examination
    1997-08-12

View on SEC IAPD

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