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Daniel J Lauraine

LPl Financial LLC

Kentwood, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-04-15
  • MI RA
    APPROVED
    Since 2026-04-15

Branch Locations

3635 29Th St Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Muskegon MI 08/2013 03/2019
Rental Property Holland MI 11/2010 11/2017
Various Insurance Carriers For W & R Insurance Agencies Holland MI 08/2013 03/2019
Dan Lauraine/Gary Lauraine Holland MI 02/2010 11/2017
Dan Lauraine Holland MI 12/2018 03/2019
Charles Schwab & Co., Inc. Grand Rapids MI 03/2019 01/2024
Charles Schwab Bank Grand Rapids MI 03/2019 01/2024
Drake & Associates, Llc Milwaukee WI 03/2024 03/2026
Lpl Financial Llc Kentwood MI 04/2026 Present
  • 08/2013 → 03/2019
    Waddell & Reed, Inc.
    Muskegon, MI
  • 11/2010 → 11/2017
    Rental Property
    Holland, MI
  • 08/2013 → 03/2019
    Various Insurance Carriers For W & R Insurance Agencies
    Holland, MI
  • 02/2010 → 11/2017
    Dan Lauraine/Gary Lauraine
    Holland, MI
  • 12/2018 → 03/2019
    Dan Lauraine
    Holland, MI
  • 03/2019 → 01/2024
    Grand Rapids, MI
  • 03/2019 → 01/2024
    Charles Schwab Bank
    Grand Rapids, MI
  • 03/2024 → 03/2026
    Milwaukee, WI
  • 04/2026 → Present
    Kentwood, MI
Previous Registrations
  • 2024-04-30 → 2026-03-17
    Grand Rapids, MI
    Waukesha, WI
  • 2019-03-25 → 2024-01-10
    Grand Rapids, MI
    Cranberry Township, PA
  • 2013-08-02 → 2019-03-11
    Waddell & Reed
    Muskegon, MI
    Grand Rapids, MI
    Hamden, CT
    Muskegon, MI
  • 2010-04-16 → 2013-08-01
    Grand Haven, MI
    Holland, MI
  • 2006-10-12 → 2008-04-17
    Chase Investment Services Corp.
    Caledonia, MI
    Ada, MI
    Chicago, IL
    Grand Rapids, MI
    Grand Rapids, MI
Other Businesses

1. 03/2026 - BridgePoint Tax Consulting - Business Owner - Investment Related - 10 Hrs/Mth - 00 Hrs During Trading - Holland, MI 49423 - OBA Start Date: 01/01/2024 2. 03/2026 - BridgePoint Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 03/20/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-05
S63 Uniform Securities Agent State Law Examination 1997-08-11
  • S65 Uniform Investment Adviser Law Examination
    2010-03-05
  • S63 Uniform Securities Agent State Law Examination
    1997-08-11
Other Names
  • Dan Lauraine
  • Daniel James Lauraine

View on SEC IAPD

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