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1 Pomperaug Office Park Suite 307, Southbury, CT 06488 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-03 |
| TX | RA | APPROVED_RES | 2015-01-17 |
| CT | RA | APPROVED | 2014-09-05 |
Branch Locations
1 Pomperaug Office Park Suite 307, Southbury, CT 06488 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kennedy & Company, P.C. | Southbury | CT | 10/1995 | Present |
| Kennedy Wealth & Tax Management, Inc. | Southbury | CT | 09/2014 | Present |
1)LLC MEMBER OF "LITTLE K HOLDINGS, LLC" WHICH OWNS THE OFFICE CONDOMIUM THAT I OPERATE OUT OF. NON-INVESTMENT RELATED. 1 POMPERAUNG OFFICE PARK, STE 307, SOUTHBURY, CT 06488. BEGAN 5/01. 1 HR/MNTH 0/TRADE. 2)Pomperang Office Park Condominium Association, C/O LB Management, LLC. 60- F Bennett SQ, Southbury CT, 06488. BEGAN 2/7/18 AS President. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/MONTH, NONE DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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